<?xml version='1.0' encoding='UTF-8'?><?xml-stylesheet href="http://www.blogger.com/styles/atom.css" type="text/css"?><feed xmlns='http://www.w3.org/2005/Atom' xmlns:openSearch='http://a9.com/-/spec/opensearchrss/1.0/' xmlns:gd="http://schemas.google.com/g/2005"><id>tag:blogger.com,1999:blog-12703782.post8771095330588093543..comments</id><updated>2020-04-11T03:30:02.282-05:00</updated><title type='text'>Comments on Advance Indiana™: One Of State&#39;s Top Stockbrokers Barred By FINRA</title><link rel='http://schemas.google.com/g/2005#feed' type='application/atom+xml' href='http://advanceindiana.blogspot.com/feeds/comments/default'/><link rel='self' type='application/atom+xml' href='http://www.blogger.com/feeds/12703782/8771095330588093543/comments/default'/><link rel='alternate' type='text/html' href='http://advanceindiana.blogspot.com/2015/07/one-of-states-top-stockbrokers-barred.html'/><link rel="hub" href="http://pubsubhubbub.appspot.com/"/><author><name>Gary R. Welsh</name><uri>http://www.blogger.com/profile/15185079937305083438</uri><email>noreply@blogger.com</email><gd:image rel='http://schemas.google.com/g/2005#thumbnail' width='16' height='16' src='https://img1.blogblog.com/img/b16-rounded.gif'/></author><generator version='7.00' uri='http://www.blogger.com'>Blogger</generator><openSearch:totalResults>2</openSearch:totalResults><openSearch:startIndex>1</openSearch:startIndex><openSearch:itemsPerPage>25</openSearch:itemsPerPage><entry><id>tag:blogger.com,1999:blog-12703782.post-1334963115110465455</id><published>2015-07-28T17:30:21.054-05:00</published><updated>2015-07-28T17:30:21.054-05:00</updated><title type='text'>I&amp;#39;m a lot more concerned with the counterfeiti...</title><content type='html'>I&amp;#39;m a lot more concerned with the counterfeiting committed by the Federal Reserve that allowed its balance sheet to grow by nearly $4 trillion since 2008.  That is confiscation and redistribution to the 1% by inflation.</content><link rel='edit' type='application/atom+xml' href='http://www.blogger.com/feeds/12703782/8771095330588093543/comments/default/1334963115110465455'/><link rel='self' type='application/atom+xml' href='http://www.blogger.com/feeds/12703782/8771095330588093543/comments/default/1334963115110465455'/><link rel='alternate' type='text/html' href='http://advanceindiana.blogspot.com/2015/07/one-of-states-top-stockbrokers-barred.html?showComment=1438122621054#c1334963115110465455' title=''/><author><name>Eric Morris</name><email>noreply@blogger.com</email><gd:image rel='http://schemas.google.com/g/2005#thumbnail' width='16' height='16' src='https://img1.blogblog.com/img/blank.gif'/></author><thr:in-reply-to xmlns:thr='http://purl.org/syndication/thread/1.0' href='http://advanceindiana.blogspot.com/2015/07/one-of-states-top-stockbrokers-barred.html' ref='tag:blogger.com,1999:blog-12703782.post-8771095330588093543' source='http://www.blogger.com/feeds/12703782/posts/default/8771095330588093543' type='text/html'/><gd:extendedProperty name="blogger.itemClass" value="pid-1114923450"/><gd:extendedProperty name="blogger.displayTime" value="5:30 PM GMT-5"/></entry><entry><id>tag:blogger.com,1999:blog-12703782.post-1244077059399950144</id><published>2015-07-28T14:01:41.679-05:00</published><updated>2015-07-28T14:01:41.679-05:00</updated><title type='text'>It appears that Mr. Thomas Buck had one customer c...</title><content type='html'>It appears that Mr. Thomas Buck had one customer complaint prior to 2015.  According to FINRA, in 2006, a client alleged “excessive fees and unauthorized purchase of an NYSE listed limited partnership.”  The alleged damage was $75,131 and was settled.  The broker statement read, “This matter was settled to avoid the cost of time and an arbitration proceeding. &lt;br /&gt;&lt;br /&gt;Then earlier this year, Buck had eleven customer disputes.  Interesting.   &lt;br /&gt;&lt;br /&gt;There are few brokers that have 800 customers and handle accounts with a total value of over a billion dollars.  Most brokerage firms would overlook major sins to keep a team like this intact.    It is not unheard of for brokers this important to get signing bonuses of over a million dollars to switch firms.  We do not yet have the full story.  &lt;br /&gt;</content><link rel='edit' type='application/atom+xml' href='http://www.blogger.com/feeds/12703782/8771095330588093543/comments/default/1244077059399950144'/><link rel='self' type='application/atom+xml' href='http://www.blogger.com/feeds/12703782/8771095330588093543/comments/default/1244077059399950144'/><link rel='alternate' type='text/html' href='http://advanceindiana.blogspot.com/2015/07/one-of-states-top-stockbrokers-barred.html?showComment=1438110101679#c1244077059399950144' title=''/><author><name>Greg Wright</name><uri>https://www.blogger.com/profile/01601703196227119992</uri><email>noreply@blogger.com</email><gd:image rel='http://schemas.google.com/g/2005#thumbnail' width='26' height='32' src='//2.bp.blogspot.com/-rZR9qEKjWuQ/XpH44Y6t5EI/AAAAAAAADmA/Qlp-hkkDC-gNzhuNk0vAz4gGFvaORusUACK4BGAYYCw/s220/Greg%2BWright%2Bpicture%2B3.jpg'/></author><thr:in-reply-to xmlns:thr='http://purl.org/syndication/thread/1.0' href='http://advanceindiana.blogspot.com/2015/07/one-of-states-top-stockbrokers-barred.html' ref='tag:blogger.com,1999:blog-12703782.post-8771095330588093543' source='http://www.blogger.com/feeds/12703782/posts/default/8771095330588093543' type='text/html'/><gd:extendedProperty name="blogger.itemClass" value="pid-1300248630"/><gd:extendedProperty name="blogger.displayTime" value="2:01 PM GMT-5"/></entry></feed>